lepton – ParticleBites

Just before the 2022 holiday season LHCb announced it was giving the particle physics community a highly anticipated holiday present : an updated measurement of the lepton flavor universality ratio R(K). Unfortunately when the wrapping paper was removed and the measurement revealed, the entire particle physics community let out a collective groan. It was not shiny new-physics-toy we had all hoped for, but another pair of standard-model-socks.

A picture of an opened present with a plot of LHCb's measurement photoshopped on. — A disappointing present from LHCb, their recent measurement of R(K) (black points and error bars) showed very good agreement with the standard model prediction (red line).

The particle physics community is by now very used to standard-model-socks, receiving hundreds of pairs each year from various experiments all over the world. But this time there had be reasons to hope for more. Previous measurements of R(K) from LHCb had been showing evidence of a violation one of the standard model’s predictions (lepton flavor universality), making this triumph of the standard model sting much worse than most.

R(K) is the ratio of how often a B-meson (a bound state of a b-quark) decays into final states with a kaon (a bound state of an s-quark) plus two electrons vs final states with a kaon plus two muons. In the standard model there is a (somewhat mysterious) principle called lepton flavor universality which means that muons are just heavier versions of electrons. This principle implies B-mesons decays should produce electrons and muons equally and R(K) should be one.

But previous measurements from LHCb had found R(K) to be less than one, with around 3σ of statistical evidence. Other LHCb measurements of B-mesons decays had also been showing similar hints of lepton flavor universality violation. This consistent pattern of deviations had not yet reached the significance required to claim a discovery. But it had led a good amount of physicists to become #cautiouslyexcited that there may be a new particle around, possibly interacting preferentially with muons and b-quarks, that was causing the deviation. Several hundred papers were written outlining possibilities of what particles could cause these deviations, checking whether their existence was constrained by other measurements, and suggesting additional measurements and experiments that could rule out or discover the various possibilities.

Feynman diagrams of the relevant b to sll transition in the Standard Model (top) and two scenarios of new particles (bottom) — Feynman diagrams showing the decay of a b quark into a strange quark and two leptons in the Standard Model (top). Two scenarios of new particles which could alter how often such an interaction occurs are shown in the bottom row: a new gauge boson (bottom left) and a leptoquark (bottom right).

This had all led to a considerable amount of anticipation for these updated results from LHCb. They were slated to be their final word on the anomaly using their full dataset collected during LHC’s 2nd running period of 2016-2018. Unfortunately what LHCb had discovered in this latest analysis was that they had made a mistake in their previous measurements.

There were additional backgrounds in their electron signal region which had not been previously accounted for. These backgrounds came from decays of B-mesons into pions or kaons which can be mistakenly identified as electrons. Backgrounds from mis-identification are always difficult to model with simulation, and because they are also coming from decays of B-mesons they produce similar peaks in their data as the sought after signal. Both these factors combined to make it hard to spot they were missing. Without accounting for these backgrounds it made it seem like there was more electron signal being produced than expected, leading to R(K) being below one. In this latest measurement LHCb found a way to estimate these backgrounds using other parts of their data. Once they were accounted for, the measurements of R(K) no longer showed any deviations, all agreed with one within uncertainties.

Plots showing two of the signal regions of for the electron channel measurements. The previously unaccounted for backgrounds are shown in lime green and the measured signal contribution is shown in red. These backgrounds have a peak overlapping with that of the signal, making it hard to spot that they were missing.

It is important to mention here that data analysis in particle physics is hard. As we attempt to test the limits of the standard model we are often stretching the limits of our experimental capabilities and mistakes do happen. It is commendable that the LHCb collaboration was able to find this issue and correct the record for the rest of the community. Still, some may be a tad frustrated that the checks which were used to find these missing backgrounds were not done earlier given the high profile nature of these measurements (their previous result claimed ‘evidence’ of new physics and was published in Nature).

Though the R(K) anomaly has faded away, the related set of anomalies that were thought to be part of a coherent picture (including another leptonic branching ratio R(D) and an angular analysis of the same B meson decay in to muons) still remain for now. Though most of these additional anomalies involve significantly larger uncertainties on the Standard Model predictions than R(K) did, and are therefore less ‘clean’ indications of new physics.

Besides these ‘flavor anomalies’ other hints of new physics remain, including measurements of the muon’s magnetic moment, the measured mass of the W boson and others. Though certainly none of these are slam dunk, as they each causes for skepticism.

So as we begin 2023, with a great deal of fresh LHC data expected to be delivered, particle physicists once again begin our seemingly Sisyphean task : to find evidence physics beyond the standard model. We know its out there, but nature is under no obligation to make it easy for us.

Paper: Test of lepton universality in b→sℓ+ℓ− decays (arXiv link)

Authors: LHCb Collaboration

The W Mass Anomaly

Presenting: Section 3.2 of “Charged Lepton Flavor Violation: An Experimenter’s Guide”
Authors: R. Bernstein, P. Cooper
Reference: 1307.5787 (Phys. Rept. 532 (2013) 27)

Not all searches for new physics involve colliding protons at the the highest human-made energies. An alternate approach is to look for deviations in ultra-rare events at low energies. These deviations may be the quantum footprints of new, much heavier particles. In this bite, we’ll focus on the decay of a muon to an electron in the presence of a heavy atom.

Muons decay — Muons conversion into an electron in the presence of an atom, aluminum.

The muon is a heavy version of the electron.There are a few properties that make muons nice systems for precision measurements:

They’re easy to produce. When you smash protons into a dense target, like tungsten, you get lots of light hadrons—among them, the charged pions. These charged pions decay into muons, which one can then collect by bending their trajectories with magnetic fields. (Puzzle: why don’t pions decay into electrons? Answer below.)
They can replace electrons in atoms. If you point this beam of muons into a target, then some of the muons will replace electrons in the target’s atoms. This is very nice because these “muonic atoms” are described by non-relativistic quantum mechanics with the electron mass replaced with ~100 MeV. (Muonic hydrogen was previous mentioned in this bite on the proton radius problem.)
They decay, and the decay products always include an electron that can be detected. In vacuum it will decay into an electron and two neutrinos through the weak force, analogous to beta decay.
These decays are sensitive to virtual effects. You don’t need to directly create a new particle in order to see its effects. Potential new particles are constrained to be very heavy to explain their non-observation at the LHC. However, even these heavy particles can leave an imprint on muon decay through ‘virtual effects’ according (roughly) to the Heisenberg uncertainty principle: you can quantum mechanically violate energy conservation, but only for very short times.

Reach of muon conversion experiments from 1303.4097. The y axis is the energy scale that can be probed, the x axis parameterizes how new physics is spread between different CLFV parameters. — Reach of muon conversion experiments from 1303.4097. The y axis is the energy scale that can be probed and the x axis parameterizes different ways that lepton flavor violation can appear in a theory.

One should be surprised that muon conversion is even possible. The process $\mu \to e$ cannot occur in vacuum because it cannot simultaneously conserve energy and momentum. (Puzzle: why is this true? Answer below.) However, this process is allowed in the presence of a heavy nucleus that can absorb the additional momentum, as shown in the comic at the top of this post.

Muon conversion experiments exploit this by forming muonic atoms in the 1s state and waiting for the muon to convert into an electron which can then be detected. The upside is that all electrons from conversion have a fixed energy because they all come from the same initial state: 1s muonic aluminum at rest in the lab frame. This is in contrast with more common muon decay modes which involve two neutrinos and an electron; because this is a multibody final state, there is a smooth distribution of electron energies. This feature allows physicists to distinguish between the $\mu \to e$ conversion versus the more frequent muon decay $\mu \to e \nu_\mu \bar \nu_e$ in orbit or muon capture by the nucleus (similar to electron capture).

The Standard Model prediction for this rate is miniscule—it’s weighted by powers of the neutrino to the W boson mass ratio (Puzzle: how does one see this? Answer below.). In fact, the current experimental bound on muon conversion comes from the Sindrum II experiment looking at muonic gold which constrains the relative rate of muon conversion to muon capture by the gold nucleus to be less than $7 \times 10^{-13}$ . This, in turn, constrains models of new physics that predict some level of charged lepton flavor violation—that is, processes that change the flavor of a charged lepton, say going from muons to electrons.

The plot on the right shows the energy scales that are indirectly probed by upcoming muonic aluminum experiments: the Mu2e experiment at Fermilab and the COMET experiment at J-PARC. The blue lines show bounds from another rare muon decay: muons decaying into an electron and photon. The black solid lines show the reach for muon conversion in muonic aluminum. The dashed lines correspond to different experimental sensitivities (capture rates for conversion, branching ratios for decay with a photon). Note that the energy scales probed can reach 1-10 PeV—that’s 1000-10,000 TeV—much higher than the energy scales direclty probed by the LHC! In this way, flavor experiments and high energy experiments are complimentary searches for new physics.

These “next generation” muon conversion experiments are currently under construction and promise to push the intensity frontier in conjunction with the LHC’s energy frontier.

Solutions to exercises:

Why do pions decay into muons and not electrons? [Note: this requires some background in undergraduate-level particle physics.] One might expect that if a charged pion can decay into a muon and a neutrino, then it should also go into an electron and a neutrino. In fact, the latter should dominate since there’s much more phase space. However, the matrix element requires a virtual W boson exchange and thus depends on an [axial] vector current. The only vector available from the pion system is its 4-momentum. By momentum conservation this is $p_\pi = p_\mu + p_\nu$. The lepton momenta then contract with Dirac matrices on the leptonic current to give a dominant piece proportional to the lepton mass. Thus the amplitude for charged pion decay into a muon is much larger than the amplitude for decay into an electron.
Why can’t a muon decay into an electron in vacuum? The process $\mu \to e$ cannot simultaneously conserve energy and momentum. This is simplest to see in the reference frame where the muon is at rest. Momentum conservation requires the electron to also be at rest. However, a particle has rest energy equal to its mass, but now there’s now way a muon at rest can pass on all of its energy to an electron at rest.
Why is muon conversion in the Standard Model suppressed by the ration of the neutrino to W masses? This can be seen by drawing the Feynman diagram (fig below from 1401.6077). Flavor violation in the Standard Model requires a W boson. Because the W is much heavier than the muon, this must be virtual and appear only as an internal leg. Further, W‘s couple charged leptons to neutrinos, so there must also be a virtual neutrino. The evaluation of this diagram into an amplitude gives factors of the neutrino mass in the numerator (required for the fermion chirality flip) and the W mass in the denominator. For some details, see this post.

Tag: lepton

LHCb’s Xmas Letdown : The R(K) Anomaly Fades Away

Muon to electron conversion

Solutions to exercises:

Further Reading: